Commodity Law



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Commodities are defined as any good or service produced by human labor and offered as a product for general sale on the market. The Commodity Futures Trading Commission (CFTC) has the mandate to regulate this sector of financial activity.

Commodities Law - US

  • ABA - Enforcement Trends in Securities and Commodities Actions 2010

    Senior representatives from the Department of Justice, Securities and Exchange Commission, Commodities Futures Trading Commission, Financial Industry Regulatory Authority, and the business community will discuss enforcement priorities for the coming year in securities and commodities investigations and enforcement actions.

  • CFTC Division of Enforcement - Commodity Exchange Act

    The CFTC's Division of Enforcement investigates and prosecutes alleged violations of the Commodity Exchange Act and Commission regulations. The Commission relies on the public as an important source of information in carrying out its regulatory and enforcement responsibilities. You may contact us to report suspicious activities or transactions which may involve the trading of commodity futures contracts or commodity options.

  • Commodities - Definition

    A commodity is a good for which there is demand, but which is supplied without qualitative differentiation across a market. It is fungible, i.e. the same no matter who produces it. Examples are petroleum, notebook paper, milk or copper The price of copper is universal, and fluctuates daily based on global supply and demand. Stereo systems, on the other hand, have many aspects of product differentiation, such as the brand, the user interface, the perceived quality etc. And, the more valuable a stereo is perceived to be, the more it will cost.

  • Commodity Exchange Act (CEA)

    An act passed in 1936 by the U.S. Government that provides federal regulation of all futures trading activities. This act replaced the Grain Futures Act of 1922.

  • Commodity Futures Modernization Act of 2000

    Federal legislation enacted in 2000 that overhauled certain regulatory schemes and expelled the Shad-Johnson jurisdictional accord, which prevented single-stock futures in 1982. Another major part of the act was that it prevented the new financial products called swaps from being regulated by the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC).

  • Commodity Futures Trading Commission (CFTC)

    Congress created the Commodity Futures Trading Commission (CFTC) in 1974 as an independent agency with the mandate to regulate commodity futures and option markets in the United States. The agency's mandate has been renewed and expanded several times since then, most recently by the Commodity Futures Modernization Act of 2000.

Organizations Related to Commodities Law

  • Financial Industry Regulatory Authority (FINRA)

    The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the United States. All told, FINRA oversees nearly 4,700 brokerage firms, about 167,000 branch offices and approximately 635,000 registered securities representatives.

  • Futures Industry Association (FIA)

    The principal objectives of the FIA are to: # Represent industry views before Congress # Seek regulatory relief for exchanges and intermediaries in the U.S. and abroad # Promote global futures business regardless of location # Assure that the financial integrity of the markets, clearinghouses, and clearing members is always considered # Educate and inform market participants, the press, regulators, and legislative bodies.

  • Investopedia - Commodities

    Investing Topics is a quick and easy way to find the Investopedia content you are looking for – below you can find the featured topics of the day, the most popular and most recent topics as well as a topic cloud. Simply, click any topic you are interested in and you will be taken to the homepage for that topic which will show you content related to that topic.

  • New York Stock Exchange (NYSE)

    NYSE Euronext, the holding company created by the combination of NYSE Group, Inc. and Euronext N.V., was launched on April 4, 2007. As the world's leading and most liquid equities exchange group, NYSE Euronext powers the exchanging world and is comprised of equities and derivatives exchanges across the United States and Europe which trade cash equities, futures, options, fixed-income and exchange-traded products.

  • US Securities and Exchange Commission (SEC)

    The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. As more and more first-time investors turn to the markets to help secure their futures, pay for homes, and send children to college, our investor protection mission is more compelling than ever.

Publications Related to Commodities Law

  • Academia of Economic Research - Commodity Vision

    Commodity Vision, Since its inception in July 2007, TAER (which was then known as MCX Academia of Economic Research, and was set up by Multi Commodity Exchange of India Limited - MCX) has been bringing out a quarterly journal, Commodity Vision, in fulfilment of its diverse mission objectives, and has been disseminating its in-house research findings.

  • Commodity Research Bureau

    Since 1934, Commodity Research Bureau (CRB) has been the world's leading commodities and futures research, data, and analysis firm. CRB delivers information on the futures markets to interested parties via a number of data products, email and print publications, fundamental services and B2B products. It also is home of the CRB Price Index, a global benchmark for measuring commodity price movement and developed by one of CRB's founders, Bill Jiler.

Articles on HG.org Related to Commodities Law

  • Proposed Residential Visa
    The "Residential Visa" program will provide an opportunity for people worldwide to live in the United States by purchasing a half million dollars of Real Estate. Senators Charles Schumer and Mike Lee have recently proposed a program that would allow anyone in the world to obtain a United States visa by purchasing United States real estate.
  • Private Placements 101
    Regulation D, Rule 506 Offerings - To offer and sell securities in the United States, an issuer must comply with the registration requirements of the Securities Act of 1933, as amended (the "Securities Act"), or must offer and sell the securities pursuant to an exemption from the registration statement requirements.
  • Investor Relations 101
    Investor relations involve the dissemination of information regarding a publicly traded company to create awareness of the public company and its business and to increase its stock price. The person who provides the investor relations services is known as a “Stock Promoter”. Stock promoters have used illegal practices and are often the subject of enforcement actions by the Securities and Exchange Commission (the “Commission”) is the stock promoter.
  • FINRA Rule 6490
    FINRA Rule, 6490, recently enacted in September 2010, requires issuers of equities and debt securities not listed on exchanges to provide timely notice to FINRA of certain corporate actions. These corporate actions include name changes, forward stock splits, reverse stock splits, distributions of cash or securities such as dividends, stock splits and other actions, and rights and subscription offerings.
  • SEC Rules Affecting Shell Companies
    What is a Shell Company? Securities Act Rule 405 and Exchange Act Rule 12b-2 define a Shell Company as a company, other than an asset-backed issuer, with no or nominal operations; and either: • no or nominal assets; • assets consisting of cash and cash equivalents; or • assets consisting of any amount of cash and cash equivalents and nominal other assets. By: Brenda Lee Hamilton, Attorney Hamilton & Associates Law Group
  • Form S-8 Registration Requirements
    Registration of securities on Form S-8 (“Form S-8”) is a short-form registration statement under the Securities Act of 1933, as amended (the “Securities Act”). By Brenda Lee Hamilton, P.A. Hamilton & Associates
  • Chinese Investment in Latin America
    In September, 2011, a consortium of five Chinese companies invested 2 billion USD to acquire a minority stake in a Brazilian metal company...
  • Three Reasons International Families Should Consider Qualified Domestic Trusts
    What kind of estate planning is advisable for individuals with a non US citizen spouse? In this article, San Francisco Bay Area attorney John C. Martin discusses three reasons why individuals with a non US citizen spouse should consider estate planning with QDOTs, and how to avoid several pitfalls.
  • Business Enterprises with Foreign Partners
    This memorandum was prepared for a client who owns a US company and who was considering a joint venture in the State of Florida with a non-US individual. The venture entailed acquisition of US real property for the purpose of lease or resell. Because the legal and business concepts discussed are of general application, and because foreign investment in US real estate is of the moment, the key points of the memorandum are set forth herein for public benefit.
  • Doing Business in Afghanistan
    A primer for those seeking to invest or conduct business in the nation of Afghanistan.
  • All Banking and Finance Law Articles

    Articles written by attorneys and experts worldwide discussing legal aspects related to Banking and Finance including: asset protection, capital markets, corporate finance, financial planning, financial services law, investment law, offshore accounts, private equity, project finance, public finance, securities, trade investment and venture capital.