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Securities Lawyers USA - Recent Legal Articles
- Schwab Auction Rate Securities' Investors, Are Your ARS Accounts Now Frozen?
Many investors have been "left out in the cold," so to speak, after they were left holding an unsalable product they were told was safe, secure, and "as good as cash." Investors were told that Schwab's Auction Rate Securities (ARS) were both liquid and safe when they were anything but. The economy's collapse in 2008 left investors out in the cold;t these illiquid assets could no longer be touched and they were in assets worthless.
- Hedge Funds: The Role of Directors in the Life Cycle of a Fund - Cayman Islands
The board of directors play a central role in any offshore hedge fund. At every stage of the life cycle of a hedge fund the directors need certain critical information and documents in order to perform their duties. The life cycle can roughly be determined as the fund formation stage, the post launch operation (which might last several years) and then the eventual liquidation.
- Form PF: Essential Guide - August 2012
Some of the largest hedge fund managers will shortly make their initial filing for the Form PF, on August 29, 2012. This guide will recap on the previously announced and finalized Form PF obligations and provide an update on the most recent developments.
- Hedge Funds and Data Protection
Hedge funds are increasingly subject to international and local data protection regulations. The amount of personal data held by hedge funds and service providers continues to grow. As obligations to collect data increases with new regulations such as FATCA hedge fund managers and other service providers must pay attention to data protection laws and regulations.
- PFG Lawyer
by Cates Law
If you were a client of PFG and lost money as a result of the company's fraudulent behavior, filing a claim against PFG will help to ensure that you recover some or all of your losses once PFG's missing funds are located. Russell Wasendorf Sr., the former CEO of Peregrine Financial Group Inc. (PFG) was arrested last week.
- The JOBS Act – Key Provisions You Should Know
Last month, President Obama signed historic and far reaching legislation into law – the Jumpstart Our Business Start-ups Act (the “JOBS Act”). The broad impact of the JOBS Act effects companies – whether private or public, domestic or foreign – as well as capital raises, the IPO market, and more.
- JOBS Act: Initial Public Offering “On-Ramp”
The JOBS Act, signed into law on April 5, 2012, is intended to stimulate job creation and economic growth by improving access to the capital markets for smaller companies. In an effort to facilitate capital-raising for private companies, the JOBS Act created a new class of issuer known as an “emerging growth company,” or an EGC.
- JOBS Act: Small Public Offerings – New Regulation A+
On April 5, 2012, President Obama signed into law the “Jumpstart Our Business Startups Act” (JOBS Act). The JOBS Act is intended to facilitate the creation of new jobs by easing securities law burdens on capital-raising activities by smaller companies.
- Can an Investment Securities Fraud Lawyer Help When You've Been Scammed by a Broker?
You trusted your broker or financial advisor to help you make smart decisions and increase your investments; now, you suspect that he/she may have scammed you, or given you bad advice. Can an investment securities fraud lawyer help you determine whether you were indeed scammed, and is there anything that can be done to recover your losses?
- Securities Fraud Attorneys Work to Recover Investors' Losses
Has a stockbroker or financial advisor misled you, recommending a product or investment that proved to be unsafe or not suitable for you? A skilled securities fraud attorney understands these often complex issues, and will work to recover your losses.