ABCs of Mutual Funds 2009 (Groupcast Location)
June 10, 2009 - June 10, 2009
Location
Pennsylvania Bar Institute
Philadelphia, Pennsylvania
USA
Description
This program is designed to provide attendees with a solid foundation in the legal, regulatory and operational issues affecting the $12 trillion mutual fund industry. Attendees will learn how Congress, regulators, markets and the courts have shaped the formation and structure of this industry. Attendees will also learn whether the SEC's ambitious 2008 regulatory agenda ultimately led to significant developments for the investment company industry. A distinguished faculty of practitioners and regulators, including current and former SEC officials, will offer insights into recent proposals that could result in the potential overhaul of regulations governing mutual fund prospectus delivery, the determination of fund management fees and the uncertain future of Rule 12b-1-plus recent litigation and enforcement decisions.
- How mutual funds are created, managed and sold
- How management arrangements and fees are negotiated
- The inherent conflicts of interest-and how they are resolved
- How the credit crisis impacted mutual fund valuation and pricing
- How regulators monitor the industry
Additional Information
Co-Sponsored by Pennsylvania Bar Institute
Attendees in Pennsylvania will be viewing the live broadcast at the Pennsylvania Bar Institute's CLE Conference Center, Wanamaker Building, 10th floor, Philadelphia (Juniper St. entrance, between 13th & Broad Sts., opposite City Hall). You will have the opportunity to submit questions and will receive the printed Course Handbook.
Organized by
Practising Law Institute
810 Seventh Avenue
New York, New York
USA
Contact
Phone: (800)260-4PLI
Email: info@pli.edu
Event's Website
