Ethics in Banking and Financial Services 2012
July 31, 2012
CLE - Live Seminar
USA
Description
- The intersection of banking and brokerage regulation: What are the ethical and practical issues for lawyers in an era of overlapping regulatory jurisdictions?
- The dangers and pitfalls of broker-dealer enforcement: What are the ethical and practical issues for lawyers in handling enforcement matters?
- The ethical responsibilities of legal and compliance professionals in regulated companies: What are the duties and potential liabilities of outside and inside counsel in dealing with client problems?
- Recent changes in the rules of professional responsibilities: Have the recent changes made the environment better or worse for lawyers?
- Representing regulated entities in civil litigation: What are the key ethical and practical issues on which litigators need to be focused?
Organized by
Practising Law Institute
810 Seventh Avenue
New York, New York
United States of America
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