Fundamentals of Securities Law
May 16, 2013 - May 17, 2013
CLE - Live Seminar
USA
Description
This is the most comprehensive securities fundamentals course on the market!
Our experts analyze the JOBS Act, which created a new simplified on-ramp for “emerging growth companies” (an entirely new classification of issuers), permits general solicitation and public advertising for many private offerings, and allows “crowdfunding” for start-up entities that will be exempt from the Securities Act’s registration provisions. The Act also provides for a new exemption, called ‘Regulation A+, for offerings up to $50 million. Moreover, in raising the threshold for mandatory registration under Section 12(g) of the Securities Exchange Act from 500 to 2,000 shareholders of record, the JOBS Act effectively created a whole new market segment: the very large private company that is funded through public advertising.
But this condensed course is not limited to a review of the JOBS Act. It also provides a comprehensive overview of federal securities regulation, particularly from the perspective of a company issuing securities and operating under the regulatory and reporting scheme imposed by the federal securities laws. This course guides attorneys and other professionals who wish to gain familiarity with the regulatory scheme and puts the relevant laws, regulations, and concepts into a workable context. If you work in this field or with companies that intersect with securities regulation, you must know where and how these laws are relevant in a general or specialized business law or emerging securities law practice.
The course is taught by recognized and experienced academics, former regulators, in-house counsel and private practitioners repeatedly rated among ALI CLE’s best CLE instructors. This veteran, specially selected team works extremely well together to lead registrants further in their practice. The faculty’s entertaining relationship with each other and the registrants is what makes this course one of ALI CLE’s best and longest-running courses.
Organized by
American Law Institute Continuing Legal Education (ALI CLE)
4025 Chestnut Street
Philadelphia, Pennsylvania 19104
United States of America
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