Finra Expert Witnesses
Providing Legal Services to Law Firms and Lawyers
FINRA & Securities Expert Witness - FINRA Mediator & Arbitrator - Mediation Consultant(800) 741-0704
As a Securities and Annuity Expert Witness and Litigation Support Consultant, my expertise lies in meticulously analyzing compliance manuals, correspondence, exchange rules, industry norms, and internal policies. I understand the ethical issues that frequently arise in a case and...
Securities Arbitration Consulting, Expert Analysis and Legal Support(434) 760-1966
Securities Claims Management is committed to providing expert analysis, consultation and legal support services to individual investors and the attorneys who represent them in the complex and rapidly changing arbitration and mediation process of resolving customer-broker disputes.
Financial Services Litigation Consultant and Expert Witness(781) 836-4643
David has been providing arbitration, litigation and expert witness services at varying degrees since 2000 when David left Wachovia Securities to start Protegent, Inc. Protegent was the first company to automate the process of broker-dealer exception reporting, analysis, risk management and audit....